Investment Choices  
 

With Legend, 1+1=20!

With The Legend Group, §403(b) plan participants can select and hold investments from multiple mutual fund families in one account. In addition, Legend offers fixed and variable annuity options. This means you can build your portfolio with a selection of nationally recognized mutual funds and/or annuities, all offered through a single investment provider—The Legend Group. What’s more, your employer only has to set-up and maintain one investment provider agreement.

Legend provides access to the following mutual fund families:

Aberdeen Funds   Invesco Funds
Alger Funds   Ivy Funds
Alliance Funds   John Hancock Funds
Allianz Funds   JP Morgan Funds
American Century Funds   Keeley Funds
American Funds   Legg Mason Funds
American Growth Funds   Loomis Sayles Funds
American Independence   Lord Abbett Funds
Aquila Funds   Mainstay Funds
AXA Enterprise Funds   MFS Funds
BB&T Funds   MTB Funds
BlackRock Funds   Morgan Stanley
Calamos Funds   Munder Funds
Calvert Funds   Nations Funds
Catalyst Funds   Nationwide Funds
Cohen & Steers Funds   Natixis Funds
Columbia Funds   Nuveen Funds
Davis Funds   Oppenheimer Funds
Delaware Funds   Pacific Advisors Funds
Dreyfus Funds   Pacific Life Funds
DWS Funds   PIMCO Funds1
Eaton Vance Funds   Pioneer Funds
Evergreen Funds   Principal Funds
Federated Funds   Prudential Funds
Fidelity Advisor Funds   Putnam Funds
Fifth Third Funds   Quaker Funds
First American Funds   Ridge Worth Funds
First Eagle Funds   Riversource Funds
First Investors Funds   RS Funds
Forward Funds   Saratoga Funds
FPA Funds   Seligman Funds
Franklin Templeton Funds   Sentinel Funds
Gabelli Funds   SunAmerica Funds
Goldman Sachs Funds   TA IDEX Funds
Hartford Funds   Thornburg Funds
Henderson Global Funds   Timothy Plan Funds
Highmark Funds   Touchstone Funds
Hotchkis & Wiley Funds   Van Eck Funds
Icon Funds   Victory Funds
ING Pilgrim Funds   Virtus Funds
Internet/Kinetics Funds   Waddell & Reed Advisor Funds
      Wells Fargo Funds
Fixed and Variable Annuity Options:2

Fixed and variable annuity products from Great American, AIG/VALIC and Symetra are available as well as variable annuity products from Great American and Security Benefit.

For over 45 years, The Legend Group has been helping employees of schools, hospitals, and other not-for-profit organizations prepare for the future. We believe our success is the result of a continuing commitment to provide a comprehensive selection of products and services including:

  • Tax-deferred & tax – advantaged investment programs, inc. Roth §403(b)/IRA
  • Financial Counseling – Your Legend Advisor can provide you with an analysis of your financial goals and guidance regarding various investment options.
  • College Savings Plans
  • Maximum Annual Contribution Calculations for §403(b) Accounts
  • Life, Disability, Dental and Custom Insurance Programs
  • W-4 consultations – including a pay check analysis3
  • Pension Maximization Strategies
  • Loan Options Review4

Before investing in a mutual fund or variable annuity, consider its investment objectives, risks, charges and expenses carefully. The prospectus for a mutual fund or the policy prospectus and prospectuses for the underlying investments of a variable annuity, which contain this and other information, can be obtained by contacting Legend Equities Corporation. Please read the prospectus or prospectuses carefully before you invest or send money.

1The PIMCO Funds charge a "mutual fund surcharge" of $10.00 for the purchase and/or redemption of shares that is passed through to investors. The fund families subject to a "mutual fund surcharge" may change without notice. Please check with your Legend Advisor for details.
2All products are not available in all states.
3Legend Equities Corporation and its affiliates do not render tax advice.
4Defaulting on a loan for a retirement plan constitutes a distribution from that plan. Distributions from a retirement plan may be subject to federal income tax in the year distributed and may incur an additional 10% penalty if the participant is under age 59½. Loans may affect cash values and death benefits.
All investment options are subject to employer approval.
*80+ mutual fund family choices are available only when FTC is the custodian and Pershing, LLC is the clearing firm.
Pershing, LLC is not an affiliate of Legend Equities Corporation.



The Legend Group/ADSERV, 4600 East Park Drive, Suite 300, Palm Beach Gardens, Florida 33410
Phone: (888) 883-6710 • Facsimile: (561) 775-7635 • e-Mail:
Securities offered through Legend Equities Corporation, member FINRA/SIPC
Copyright © 2008 The Legend Group/ADSERV. All rights reserved.

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Revised: 3/24/08